Fillable Printable Bank Account Transfer Form - People's United Bank
Fillable Printable Bank Account Transfer Form - People's United Bank
Bank Account Transfer Form - People's United Bank
ACCOUNT TRANSFER FORM
PSI-546 02/2015
What to expect when transferring your account
ACAT transfers generally require four (4) to six (6) days for completion. Any residual balances that remain with the delivering
brokerage rm after your transfer has been completed, as a result of dividends etc., will follow within 90 days. Mutual Fund
transfers that are not ACAT Eligible could take up to 2 weeks for completion. Please provide all of the following information
in order to avoid delay. Complete this form and mail it to us at: People’s Securities, Inc., P.O. Box 31, Bridgeport, CT 06601-
9933.
To expedite your account transfer, the name(s)/title on the account to be transferred must match the name(s)/title on your
receiving People’s Securities account. If the account titles do not match, a new brokerage account must be established with
like titles to accept the funds. Please see the information below for more detailed instructions.
If you have any questions, please contact our Customer Service department at: (800) 392-3009.
Mutual Funds
Not all mutual funds can be held at all brokerage rms. Proprietary and money market funds must be liquidated prior to
transferring them. Contact your tax advisor regarding possible tax consequences that may result from the liquidation of certain
mutual funds and/or accounts. For more information, please contact the transferring rm directly, or our Customer Service
department at (800) 392-3009 to nd out if People’s Securities, Inc., is able to hold certain mutual funds.
Margin and Options Accounts
Before initiating the transfer of a margin and/or options accounts with an existing debit balance and/or options contract into
People’s Securities, Inc., be sure that you have been approved for margin/options trading in your People’s Securities, Inc.,
brokerage account. Contact our Customer Service department to ensure that your account meets People’s Securities, Inc.’s,
margin/options requirements.
Debit Balances
Many rms will charge fees to transfer your account, which may result in a debit balance once your transfer is completed.
Fees that create debit balances must be resolved by either liquidating assets within your account or depositing a check in your
People’s Securities, Inc., brokerage account. To avoid transferring the account with a debit balance, contact your delivering
broker to clear up any fees prior to transferring the account.
ACCOUNT TRANSFER FORM
PSI-546 02/2015
PLEASE READ THIS SECTION AND SIGN BELOW
INFORMATION ABOUT THE ACCOUNT FOR WHICH YOU ARE TRANSFERRING
IMPORTANT: YOU MUST ATTACH A COPY OF YOUR MOST RECENT STATEMENT
IF YOU ARE TRANSFERRING FROM ANOTHER BROKERAGE FIRM, PLEASE COMPLETE THIS SECTION
Internal Use: ACAT Non-ACAT Full
Brokerage Account Number
The TITle ON The ACCOUNT BeINg TrANSFerred MUST MATCh The PeOPle’S SeCUrITIeS ACCOUNT TITle.
Account Title at Current Custodian Primary Account Holder Social Security No.
Name of Institution (Brokerage Firm, Mutual Fund Company or Bank) Account No.
Address of the Institution
Institution’s Clearing No. (To Be Completed by People’s Securities, Inc.)
Transfer all the assets in my account in kind (if you check this, there is no need to complete the remainder of this section)
Or
Transfer only those assets listed below. If you need additional spaces, simply provide the information requested below on a separate sheet of paper.
Security/Mutual Fund Name Symbol Quantity Security/Mutual Fund Name Symbol Quantity
For Mutual Funds, please check one:
reinvest my dividends; or Issue dividends in cash
Money market funds and most proprietary mutual funds held at brokerage rms cannot be transferred in kind. These funds must be liquidated prior to transfer.
Per my instructions above, please transfer my securities account to People’s Securities, Inc., which has been authorized by
me to make payment to you of the debit balances or to receive payment of the credit balance in my securities account. I
understand that to the extent any assets in my securities accounts are not readily transferable, with or without penalties, such
assets may not be transferred within the time frames required by the Financial Industry regulatory Authority.
Unless Otherwise indicated in the instructions above, I authorize People’s Securities, Inc., to liquidate any nontransferable
proprietary money market fund assets that are part of my securities account and transfer the resulting credit balance to the
receiving organization. I understand that you will contact me with respect to the disposition of any other assets in my securities
account that are nontransferable. If certicates or other instruments in my securities account are in your physical possession, I
instruct you to transfer them in its name for the purpose of sale, when and as directed by me. I further instruct you to cancel all
open orders for my securities account on your books.
I afrm that I have destroyed or returned to you any credit/debit cards and/or unused checks issued to me in connection with
my securities account.
Account holder date
Joint Account holder date
People’s Securities Signature employee No. Phone No. date
ACCOUNT TRANSFER FORM
PSI-546 02/2015
Receiving Firm Information
Name and Address: People’s Securities, Inc. Tax Id Number: 06-1082686
Post Ofce Box 31
Bridgeport, CT 06601-0031
Attn: Cashier’s department
All DTC-Eligible Securities
delivery to dTC: Clearing #0220, Code 40. All deliveries must include the client’s name and People’s Securities’ brokerage
account number.
Dividend Reinvestment for Equity Securities
Transfer all whole shares, liquidate all fractional shares and discontinue dividend reinvestment. All deliveries must include the
client’s name and People’s Securities brokerage account number.
Physical Delivery of Securities
People’s Securities, Inc., 850 Main Street, Post Ofce Box 31, Bridgeport, CT 06601-0031, Attn: Cashier’s department. All
deliveries must include the client’s name and People’s Securities brokerage account number.
Book-Entry GNMA Securities
PTC/gNMA, “BNQrC” FFC: People’s Securities, Inc., 268-00020-17 and client’s name. All deliveries must include the client’s
name and People’s Securities brokerage account number.
Fed Wireable Securities Instructions
ABA 021000018, BK OF NYC/QUICK, FFC: People’s Securities, Inc., 268-00020-17 and client’s name. All deliveries must
include the client’s name and People’s Securities brokerage account number.
Midwest Depository Eligible Securities
registered Securities - FINS #28470. Bearer Securities Symbol - “hrIlOB.”
Liquidated Money Fund and Transfer Cash According to Instructions Listed in the Sections Below Titled “Fed Wired
Monies” or “Forward Checks”
All deliveries must include the client’s name and People’s Securities brokerage account number.
Fed Wired Monies
ABA 221172186, People’s United Bank, N.A.
A/C #001-7003197, People’s Securities, Inc.
All deliveries must include the client’s name and People’s Securities brokerage account number.
Forward Checks To:
People’s Securities, Inc.
P.O. Box 31
Bridgeport, Connecticut 06601-0031
Attn: Cashier’s department.
All deliveries must include client’s name and People’s Securities brokerage account number.
For People’s Securities Use Only
