Fillable Printable Investment Policy Statement Sample
Fillable Printable Investment Policy Statement Sample
Investment Policy Statement Sample
NAME:
DATE: / /
Investment Policy Statement
Equity %
Bond %
Cash %
Combined %
PROJECT RATE OF RETURN
IDENTIFY INVESTING GOALS
Investing Goal When
Duration Estimated Cost
Current Assets Additional Contributions/Frequency /
SPECIFY ASSET-ALLOCATION RANGES
Domestic Equity % to
Large Cap (optional) % to
Mid-Cap (optional) % to
Small Cap (optional) % to
Foreign Equity % to
Developed Markets (optional) % to
Developing Markets (optional) % to
You’ll Need:
p
Most recent statements for all
of your investment accounts
p Inflation calculators, available at
www.morningstar.com/
goto/30MinuteSolutions
Bond % to %
Short Term (optional) % to %
Intermediate Term (optional) % to %
Long Term (optional) % to %
Cash % to
Investment Policy Statement
NAME:
DATE: / /
Equity:
Bond:
DETERMINE INVESTMENT CRITERIA (attach additional pages if needed)
SPECIFY MONITORING/REBALANCING FREQUENCY
Annually Semiannually Quarterly
Rebalance when allocations to broad asset classes are % points from targets.
Fundamental
Individual Investments vs. Investment Criteria
Portfolio Asset Allocation vs. Targets
Other (specify):
Other (specify):
Other (specify):
Other (specify):
IDENTIFY MONITORING CRITERIA (check all that apply)
Performance
Individual Investments’ Return vs. Style-Specific Benchmark Return
Aggregate Asset-Class Return vs. Asset-Class Benchmark Return
Portfolio Return vs. Blended Benchmark Return
Portfolio Return vs. Portfolio’s Projected Rate of Return
Current Assets vs. Goal Assets
Other (specify):
