Fillable Printable Form601.Pdf
Fillable Printable Form601.Pdf
Form601.Pdf
U.S. SmallBusinessAdministration
AGREEMENT
OF
COMPLIANCE
In
compliance
with
Executive
Order
1
1246,
as
amended
(Executive
Order
1
1246,
as
amended
pr
ohibits
discrimination
becauseofrace,
color,religion, sex
,
or
national origin
andrequires
affirmative
actiontoensure
equality
of opportunity in all
aspects
of
employment
by
all
contractors
and
subcont
r
actors
,
perfo
r
m
i
ng
work
under
a Federally ass i ste
d
constructio
n
contract
inexcessof
$10
,
000
,
regardless
of
th
e numberof
employees
),
th
e
applicant
/recipient
,
contractoror
subcontractoragreesthatin
consideration
ofthe
approvaland
asaconditionof
thedisbursemento
f
allor
any
partofaloanbythe
SmallBusiness
Adm
i
nistration
(SBA
)
thatitwill
incorporate
orcause tobeIncorporated
into
anycontractorsubcontract
In
excess
of
$10
,
000
for
construction
work,
or modificationon
thereof
,
as
defined in
theregulations
ofthe
Secretary
ofLabor,at
41
CFRChapter
60
,
whichis
paidf or i n
whole
orinpartwithfunds
obtainedfrom
the
Federal Government
or
borrowed
onthecredit
ofthe
Federal Governmentpursuant
toa grant,
contract,
loan
,
Insurance
or
guarantee
,
or
undertaken
pursuant
to
any
Federal
programinvolving
such
g
r
ant
,
con
t
r
act
,
loan
,
insurance
or
guarantee
,
the
following
equal
opportunity
clause
:
Duringthe
performance
ofthis
cont
r
a
ct,
the
contractor
agrees as
follows
:
(
1)
The
contractor w
ill
notdis cr im in ate again st
anyemployee
or
appl
icantfor
employmentbecause
of
r
ac
e
,
colo
r,
religion,
sexornational
origin
.
The
contractor
will
take
affirmativeaction
to
insurethatapplicants
are
employed
and
thatemployees
are
treated
during
employmentwithoutregard
to
theirrace,
color,
religion, sex
or
nati
onal
origin
.
Such
action
shall include
,
but
not
be
limited
to
thefollowing
:
employment
,
upgrad
i
ng, demotion
or
transfe
r
;
recruitment
oradvertising;layoffortermination;ratesofpayor
other
formsof
compensation;
and
select
i
on
fortraining
,
including
apprenticeship
.
The
contractor
agrees to post in conspicuous
places
,
available
to
employees
andapplicantsfor
employmen
t,
notices
tobe
provided setti ng
forth
the
provisions
of
t
his
nondiscriminat
ion
c
lause
.
(2)
Thecontracto
r
will in all
solic
it
at
ionsor
adverti
sements
or
e
mployees
placed
by o
r
onbehalf
o
f
t
he
co
n
tracto
r,
statethat
a
ll
q
u
alifi
ed
applicantsw
ill
rece
i
ve
considerationoremployment
without
regard
torace,
color
,
religio
n
,
sex or
nat
i
ona
l
origin
.
(3 )
The
contractorwill
send
to
each
laborunion
orrepresentative
ofworkerswith
wh
i
ch
hehas
a
Collective
bargain
i
ng
agreement
or
other
contract
or
understanding
noti
ce
to be
provided advising
th
e saidlabor
union
or
workers
'
representative
ofth
e
contractor
'
s
comm
it
men
t
s
under
Executive
Order
1
1246
,
as
amended,andshallpost
copies ofthenotice In
conspicuous
placesavailabletoemployees andapplicantstor employment.
(4)
Thecont
r
actor
w
ill
complywith
all
p
rovisions
of
Execut
i
ve
O
r
der
1
1246
,
as
amended
,
andthe
rulesand
relevant
ordersofthe
Secretary
ofLabor
createdthereby
.
(5 ) The
contractor
wilt
furnish
all
information
and
reports
requiredby
Executive
Order1
1246
,
as
amended
,
and
bythe
rules,regulations
andordersofthe
Secretary
ofLabor
,
o
r
pursuantthereto
,
andwillpermit
access
to
books
,
records
and
accounts
by
SBA
(
See
SBA
Form
793
)
and
th
e
Secretary
ofLabor
for
purposes
of
investigat
ionto
asCerta
i
n
compliance
w
i
t
h
such
rules
,
regula
t
ions
a
n
d
orde
r
s
.
(Theinformation
coll
ection
requ
i
reme
nts
conta
i
ned
i
n
Executive
Order
11
246
,
as
amended
,
are
approved
under
OMBNo.1215-
0072.)
(6)In
th
e
event
of
th
e
contractor'
s
noncompliancewit
h thenond
i
scrimination
clause
or
with
anyof
th
e
said
rules
,
regulations
or
orders,this
contract
may
be
cancelled
,
terminated
orsuspended in whole
orin
partandth
e
contractor
maybe
declared
ineligible
for
furtherGovernmentcontracts
or
federally
assisted
construction
contracts in
accordance
with
procedures
authorized
in
Executive
Order11246,as
amended,andsuch
other
sanct
i
ons may
be
imposed
and
remediesinvoked
as
provided
in th
e said
ExecutiveOrder
orbyrule
,
regulation
or
orde
r
ofthe
Secretary
of Labor
,
oras
otherwise
providedbylaw
.
The
contractor
will
i
nclude
theportionofthe
sentence
i
mmed
i
ately
preceding
paragraph
(1
)
andthe
provisions
of
paragraphs(1)through(6)
in
everysubcontract
or
purchase
order
unlessexempted
by
rules,regulations
ororders
of
theSecretary
ofLabor
issuedpursuant
to
Executive
Order11246,asamended,so that
suchprovisions
willbe
binding
uponeach
subcontractor
or
vendor
.
The
contractor
willtakesuchactionwithrespecttoany
subcontract orpurchase
orderas
SBA
may dir e ct
asa
means
of
enforcingsuchprovisions, including sanctions
for
noncompliance
:
Provided
,
however
that
in
th
e
event
a
contractorbecomes
Involvedin or is threatenedwit
h
litigationwith
a
s
ubcontractor
or vendoras a resultofsuchdirectionbySBA,the
contractor
mayrequest
the
United
States
toenter
i
nto such
litigationtoprotectthe
i
nterest
oftheUnited
States
.
SBA Form 601 (10-85) REF: SOP9030 Previ ous editions obsolete
TheApp
l
i
cant
further
agrees
that it wi ll
be
bounded by
th
e aboveequal opportunity clause
w
i
th
respec
t
to
i
ts
own
employ
mentpracticeswhen it participatesin federallyass
i
sted constructionwork.
TheApplicantagrees
that will assist
andcooperate actively
with
SBAandtheSecretaryoflabor in
obtainingthecomplianceofcontractorsandsubcontractors withtheequal opportunityclauseandthe
rules
.
Regulationsand relevant
o
r
dersoftheSecretaryofLabor,thatitwillfurnishSBAandtheSecretary
oflaborsuchinformationas theymayrequireforthesupervisionof
such
compliance,andthatitwill
otherwiseassist SBAinthedischargeof theAgency'sprimaryresponsibilityorsecuring compliance
.
The
Applicantfurther agreesthatitwillrefrainfromenteringintoanycontractorcontract modificationsubject
toExecut
i
ve Order
1
1246, asamended,andwillcarryoutsuch sanc
t
i
onsandpenaltiesforviolation ofthe
equalopportunityclauseasmaybeImposedupon
co
ntrac tors andsubcontractorsbySBAortheSecretaryof
Labo
r
orsuchothersanctions
and
penaltiestorviolationthereof
as
may,intheopinionofthe
Administrator
,
be
necessaryandappropriate.
Inaddition, theApplicantcantagreesthat it if
fails
orrefusestocomply
with
theseundertakingsSBAmay
takeanyor
a
ll
ofthefollowingactions: cancel,terminateorsuspend in wh oleor
i
n
parttheloan:
ret
r
a
in
fromextendinganyfurtherassistancetotheapp
li
cantundertheprogramswithrespecttowhichthe
f
a
il
ureor refusaloccurred
until
satisfactoryassuranceof
futur
e compliancehasbeenreceivedfromsuch
applicant;andreferthecasetothe
Depart
mentofJusticefor appropriatelegalproceedings.
Incons
i
derationoftheapprovedbytheSmallBusinessAdm
i
nistration ofa loanto_________________
_______
Applicant, saidApp
li
cantand
_______
_
thegeneralcontractor
,
mutually promiseandagreethatthe(y)willcomplywithallnondiscrimination
provis
i
onsandrequ
i
rements ofExecutiveOrder
11246
,
asamended
.
Executedthe____________________________day of ________ 20__________.
_______________________________________
Name, Address, & PhoneNo. of Applicant
By _______________________________________
Typed N ame & Title of Authori zed Offici al
CorporateSeal_______________________________________
S ignatu r e of Aut hor ized Offic i al
_______________________________________
Name, Add ress,& Ph one N o. of Subrec i pient
By _______________________________________
Typed Name & Title of A uthorized Offic i al
CorporateSeal
__________________________________________
Signature of Authorized Official
SBA Form 601 (10-85)REF: SOP 9030 Previouseditionsare obsolete
