Fillable Printable Stock Transfer Form Schedule

Stock Transfer Form Schedule

STOCK

TRANSFER

FORM

SCHEDULE 1

(Above this line for Registrars only)

Company No.

Certificate lodged with the Registrar

(For completion by the Registrar/Stock Exchange)

Consideration money

Name of undertaking

Description of

Security

Number or amount of

Shares, Stock or other

security and, in figures

column only, number and

denomination of units, if

any

Name(s) of registered

holder(s) should be given

in full: the address

should be given where

there is only one holder.

If the transfer is not

made by the registered

holder(s) insert also the

name(s) and capacity

(e.g., Executor(s) of the

person(s) making the

transfer

I/We hereby transfer the above security out of the name(s)

aforesaid to the person(s) named below

Stamp of selling Broker(s) or, for

transactions which are not stock

exchange transactions, of Agent(s), if

any, acting for the transferor(s)

Figures

Words

In the name(s) of

Signature(s) of transferor(s)

Units of

Date

Full name(s) and full

postal address(es)

(including County or, if

applicable, Postal District

number) of the person(s)

to whom the security is

transferred.

Please state title, if any, or

whether Mr., Mrs.., Miss.,

or Ms.

Please complete in type

writing or in Block

Capitals.

I/We request that such entries be made in the register as are necessary to give effect to the transfer.

Stamp or name and address of person lodging this form (if

other than the Buying Broker(s))

Stamp of Buying Broker(s) (if any)

€

Reference to the

Registrar in this form

means the Registration

Agent of the undertaking,

NOT the Registrar of

Companies

(Endorsement for use only in Stock Exchange Transactions)

*NOTE - The above Certificate must be signed in the case of (b) and (c), either by (1) all the transferors and transferees, or (2) a member of a Stock

Exchange or a Solicitor acting for one or other of the parties, or (3) an accredited representative of a bank. Where the Bank or its official nominee is a

party to the transfer, the Certificate may be to the effect that "the transfer is accepted from Section 74 of the Finance (1909-10) Act, 1910".The above

Certificate in other cases should be signed by a Solicitor or other person (e.g., a Bank acting as Trustee or Executor) having a full knowledge of the facts.

Stamp of Selling Broker(s).

Balance (if any) due to Selling Broker(s)

FORM OF CERTIFICATE REQUIRED WHERE TRANSFER IS NOT LIABLE TO AD VALOREM STAMP DUTY

I / We hereby certify that the transaction in respect of which this transfer is made falls within the following description:-

(a) Vesting the property in trustees on the appointment of a new Trustee of a pre-existing Trust, or on the retirement of a Trustee.

(b)* A transfer, where no beneficial interest in the property passes, (i) to a mere nominee of the Transferor, (ii) from a mere nominee of the Transferee,

(iii) from one nominee to another nominee of the same beneficial owner.

(c)* A transfer by way of security for a loan; or re-transfer to the original Transferor on repayment of a loan.

(d) A transfer to a residuary legatee of Shares, etc., which forms part of the residue divisible under a Will.

(e) A transfer to a beneficiary under a Will of a specific legacy of Shares, etc.

(f) A transfer of Shares, etc., being the property of a person dying intestate, to the person or persons entitled thereto.

(g) A transfer to a beneficiary under a settlement on distribution of the trust funds, of Shares, etc., forming the share, or part of the share of those

funds to which the beneficiary is entitled in accordance with the terns of the settlement.

(h) A transfer on the occasion of a marriage to trustees of shares, etc., to be held on the terms of a settlement made in consideration of marriage.

(i) A transfer by the liquidator of a Company of Shares, etc., forming part of the assets of the Company, to which the Transferee is entitled in

satisfaction or part satisfaction of his rights as a Shareholder of the Company.

Here set out

concisely the facts

explaining the

transaction in

cases falling

within (b) and (c)

or in any case

which does not

clearly fall within

any one of the

clauses (a) to (g).

Adjudication in

any case may be

required.

*Transferors

*Transferees

Date

Signature

Description

The security represented by the transfer overleaf has been sold as follows:-

Shares / Stock

Stamp of Certifying Stock Exchange

Amount of Certificate(s)

Brokers Transfer Form for above amounts certified