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74 | Appendix 1: Sample Proposals
A Guide to the ALM Thesis
A Sample Humanities Research Proposal
Note: The author has included her name, address, phone number, e-mail address,
and the date of submission on the title page. Since many thesis proposals are often
received in the ALM office at the same time, it is important that this information be
on the title page in case the proposals become separated from their cover letters or
envelopes.
Appendix 1:
Sample Research Proposals
All of the following research proposals are based on actual proposals submitted by ALM candidates.
The original annotated bibliographies have been abridged in some cases to conserve space. Some notes on
the main features of the first proposal, but relevant to all of them, follow each section.
Sample Research Proposals
Humanities
English and American Literature and Language . . . . . . . . . . . . . . . . . . . .75
History of Art and Architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .95
Social Sciences
Government . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .127
History . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .147
History of Science . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .165
Archaeology/Anthropology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .175
Behavioral Science
Psychology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .185
Biological Sciences
Biology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .203
Appendix 1: Sample Proposals | 75
A Guide to the ALM Thesis
Proposal
for a Thesis in the Field of
English and American Literature and Language
in Partial Fulfillment of the Requirements
for the Master of Liberal Arts Degree
Harvard University
Extension School
June 1, 2002
Nancy Kelley
9 Western Avenue
Milburn, MA 02899
(617) 555-1212
76 | Appendix 1: Sample Proposals
A Guide to the ALM Thesis
Note: The statement of the research problem is concise. It presents one or more
well-focused questions; the author’s hypothesis or answers to these questions; the
type of evidence that the author intends to use in order to test the hypothesis; the
anticipated result, which further extends the hypothesis and considers its broader
implications. The author does make use of the first person, but not in an obtrusive
manner.
Appendix 1: Sample Proposals | 77
A Guide to the ALM Thesis
-1-
1
Paul Fussell, The Great War and Modern Memory (London: Oxford University Press,
1975).
2
Stanley Cooperman, World War I and the American Novel (Baltimore: Johns Hopkins
University Press, 1967) 1.
I .
Tentative Title:
“On the Home Front: Gender Disruption and the Great War”
II.
Research Problem
One of the contributions of recent feminist literary scholarship has been to question the
absence of female authorial representation from the widely acknowledged canon of World War I
literature. This canon has been established and upheld by substantial and well known critical
studies including Paul Fussell’s The Great War and Modern Memory
1
and Stanley Cooperman’s
World War I and the American Novel.
2
The implication is that the “classic” writers of the Great
War are not only male, but soldiers as well, and that women’s contributions have largely been
ignored or dismissed.
In this thesis, I will analyze selected works of three major female writers of the 20th
century—Willa Cather, Edith Wharton, and Virginia Woolf—which thematize and are set against
the background of World War I: Cathers novels One of Ours and The Professors House;
Wharton’s novels A Son at the Front and The Marne as well as the short stories “Coming Home,”
The Refugees,” and “Writing a War Story”; and Woolfs novels Jacob’s Room, Mrs. Dalloway, To
the Lighthouse, and Between the Acts.
The chief questions I will investigate are: Why have female writers been excluded from
the WWI canon? What contributions has each writer in this investigation made to modernism?
How did the war enable her to articulate the problems of being female, of being a female artist?
78 | Appendix 1: Sample Proposals
A Guide to the ALM Thesis
Note: Both terms with precise historical meanings (“The Great War”) and poten-
tially ambiguous ones (“Modernism” and “The New Woman”) are defined. These
are not the only possible definitions, but are the ones chosen by the author to fit her
own needs in the thesis.
Appendix 1: Sample Proposals | 79
A Guide to the ALM Thesis
-2-
How did the female artist respond to male war texts? How do the selected works illuminate her
work as a whole? Is there a feminine response to violence and war?
While male-authored WWI texts are marked by states of alienation, despair, nihilism, and
impotence—in other words, a lamentation of the obsolescence of individual male agency, I
hypothesize that the female-authored texts in this study are marked by a sense of female power.
This is evidenced by the appropriation of a masculinist tradition (the sheer act of writing about
the war at all), and by the emergence of some common themes—the effect of war on the commu-
nity, the preservation of culture through art, and a critique of the patriarchy. These themes are
worked out through an exploration of the effects of socially constructed notions of masculinity
and femininity. As such, they represent a uniquely feminine contribution to modernism.
In testing my hypothesis, I will compare and contrast selected short stories and novels,
analyzing each for the social and psychological implications of war in the context of gender rela-
tions. I will include autobiographical materials that directly contribute to the artist’s oeuvre on war,
and such secondary sources as biographies and critical studies. My anticipated conclusion is that
each artist in her own way used the war between nations to examine the nature of war between the
sexes, a war which endorses gender polarization with direct consequences for both women and men.
III.
Definition of Terms
“The Great War”: World War I (WWI), general armed conflict between the Allies and the
Central Powers, 1914-1918.
“Modernism”: a post-Victorian artistic and literary movement marked by disillusionment
with industrialism and imperialism, by the rise of capitalism and commercialism, and by the
decline of religious certainty in an age of anxiety.
“The New Woman”: a term coined around the turn of the century to denote the emer-
gence of women into the public sphere, a term closely associated with the suffrage movement,
and connoting profound social transformations of the time.
80 | Appendix 1: Sample Proposals
A Guide to the ALM Thesis
-3-
3
Lynn Hanley, Writing War: Fiction, Gender & Memory (Amherst: University of Massa-
chusetts Press, 1991) 6.
4
Sandra Gilbert and Susan Gubar, No Man’s Land, vols. 1 and 2 (New Haven: Yale
University Press, 1988, 1989).
5
Helen Cooper et al., eds., Arms and the Woman: War, Gender, and Literary Representa-
tion (Chapel Hill: University of North Carolina Press, 1989); Margaret Higonnet et al., eds.,
Behind the Lines: Gender and the Two World Wars (New Haven: Yale University Press, 1987);
Mark Hussey, ed., Virginia Woolf and War: Fiction, Reality, and Myth (Syracuse: Syracuse
University Press, 1991).
IV.
Background
One of the many contributions of recent feminist scholarship has been the documentation of
an enormous range of female-authored texts written during and shortly after World War I.
3
For
instance, novelists Gertrude Stein, Katherine Mansfield, Radclyffe Hall, Rebecca West, May
Sinclair, Winifred Holtby, H.D., and poets Isabel Eccleston McKay, Alice Meynell, and Jessie Pope
are just some of the female artists included in Sandra Gilbert
4
and Susan Gubars comprehensive
two-volume study No Man’s Land. That these texts have been missing from the literary “canon” of
the Great War has been cause for little questioning. Over the last decade, this issue has been and
continues to be redressed by provocative new analysis, included in such collected essays as Arms
and the Woman, Behind the Lines, and Virginia Woolf and War.
5
However, in my research I have not
located a comprehensive study of Cather, Wharton, and Woolf in relation to one another. I am
interested in these three because they are contemporaneous, early practitioners of modernism, each
having published her first work at the turn of the century. This thesis, therefore, will be an opportu-
nity to examine the responses of three major women writers to the historic event of their time, which
eclipsed an equally compelling social phenomenon, the rise of the “New Woman.”
The years which preceded the war are critical to understanding feminine literary re-
sponses to it. The Victorian legacy of gender polarization, which relegated women to the private
sphere and men to the public, was coming to an end. By the late 19th century, women were
Appendix 1: Sample Proposals | 81
A Guide to the ALM Thesis
-4-
6
Gilbert and Gubar, vol. 1, 20-21.
7
Gilbert and Gubar, vol. 2, 129.
8
Higonnet, et al., eds., Behind the Lines: Gender and the Two World Wars 4.
9
Hermione Lee, Willa Cather: Double Lives (New York: Vintage Books 1989) 167-68.
entering new fields in greater numbers than ever before—in factories, in education, in letters, and
to some degree, the professions. Despite other important social phenomena associated with
modernism (the discontents spawned by industrialization, the rise of commercialism, loss of
empire, and the decline of religious faith) it was the “woman problem” which permeated every
aspect of society.
6
The very fabric of life as it was known was shredding, and the symbol of its
undoing was represented, namely, by the suffrage movement and its archetype of revolt against
masculine dominance and cultural feminization,
7
the “New Woman.” In other words, a battle of
the sexes was being waged at the turn of the century. Because war itself is a gendering activity
which reinforces gender polarization,
8
the resulting tension became the subject of much of
feminine war literature. This body of literature, as Gilbert and Gubar have documented in No
Man’s Land, represents a variety of responses to war. Some texts exhibit susceptibility to propa-
ganda. Some reveal disillusionment and despair. Some show women’s empowerment. Most,
however, were critical of patriarchal society to some degree. Furthermore, what they had in
common was an experience of war different from that of men.
In this thesis I am interested in exploring the responses of Cather, Wharton, and Woolf to
the Great War and to the underlying crisis of gender disruptions. I will interpret these responses in
the context of current critical opinion and biographical information, identifying major recurring
themes and where those themes overlap among the three authors. I will devote one section to each
author for a discussion of the selected works specified above.
Despite its Pulitzer Prize, Willa Cathers One of Ours (1922) was harshly criticized by
such contemporaries as Ernest Hemingway, H.L. Mencken, and Sinclair Lewis for a perceived
romantic glorification of war.
9
Even feminist critics have noted that One of Ours can be read as
82 | Appendix 1: Sample Proposals
A Guide to the ALM Thesis
-5-
10
Shari Benstock, Women of the Left Bank: Paris 1900-1940 (Austin: University of Texas
Press, 1986) 124.
11
Sharon O’Brien, “Combat Envy and Survivor Guilt: Willa Cathers ‘Manly Battle
Yarn,’” Arms and the Woman: War, Gender, and Literary Representation (Chapel Hill: University
of North Carolina Press, 1989) 137.
12
Maureen Ryan, “No Woman’s Land: Gender in Willa Cathers One of Ours,” Studies in
American Fiction 18 (Spring 1990): 70.
13
Lee 178.
14
Lee 171.
15
Benstock 27.
either soliciting support for the war
10
or for presenting war as the means for bringing purpose to a
mediocre life.
11
Many scholars, however, have discovered other meanings which I will explore. Citing the
critical work of Susan Rosowski, Gilbert and Gubar, Blanche Gelfant, Maureen Ryan and others,
I will link Cathers romanticism to her desire to be free from constraints of feminization. Usurp-
ing the masculinist tradition, she creates her own male/soldier hero. She rewrites that tradition by
portraying female desire and possibilities in relation to society’s (men’s) fatal idealization of
women.
12
It is not Cather who is romantic; it is the hero whose romanticism will ultimately lead
to his death. As Cathers biographer Hermione Lee states, One of Ours is a story of a “knight’s
quest for redemption through renunciation in the wasteland.”
13
While Cather longs for a new
quest to replace that of the spiritual pioneer of her earlier works,
14
her modernism now locates the
quest in renunciation of gender roles and in an attainment of androgyny. Her feminized hero
rejects masculine rituals, heterosexual love, and homoerotic possibilities for ideals beyond sex
roles and sexual antagonism. This is a major theme that I will explore in the thesis, following its
development in her later novel The Professors House (1925). In the Wharton section, my primary
focus will be A Son at the Front (1923). Like Cather, Wharton has been criticized by males for a
perspective on war “too distant” to be relative.
15
Also as with Cather, critics note Wharton’s
Appendix 1: Sample Proposals | 83
A Guide to the ALM Thesis
-6-
16
Gilbert and Gubar, vol. 2, 283.
17
Judith Sensibar, “Behind the Lines” in Edith Wharton’s A Son at the Front: Rewriting a
Masculinist T radition,” Journal of American Studies 24 (August 1990): 70.
18
Sensibar 189.
19
Gilbert and Gubar, vol. 2, 157.
2O
Sensibar 188n.
21
Barbara A. White, Edith Wharton: A Study of the Short Fiction (New York: Twayne
Publishers, 1991) 85.
enthusiasm for the war effort
16
while still others have argued against the novel’s naive idealism.
17
Judith Sensibar, however, takes on critics of this work (R.W.B. Lewis, Cynthia Wolff, and Shari
Benstock), and sees it as marking the beginning of an experimental later period.
18
During this
period Wharton attempts to say the “unsayable,” a term Gilbert and Gubar use in their discussion
of Wharton’s ghost stories.
19
In this case, the unsayable is the homoerotic content of the father/son
story. Whereas Cather rewrote the male soldier/hero story in the context of her own female desire,
Wharton rewrites an essential masculinist trope of WWI stories and poetry—homoeroticism—by
suggesting that it is not the result of male bonding in a gender polarized war, but has a “perennial
presence in a homophobic world.”
20
That she appropriates the valorized relationship of father and
son, and encodes it with the fathers possessiveness, commodification, and idealization of the son
is as significant for its critique of consumerism as it is for its incestuous homoeroticism. I will
explore similar themes as they are played out in The Marne (1918).
In addition, I will analyze Wharton’s three short stories as a reflection of concerns about
herself and her writing at the time
21
—including anxiety over female authorship within a
masculinist tradition in “Writing a War Story” (1919), paternal corruption and female desire in
“Coming Home” (1916), and the tension between sympathy for the war effort and the artist’s
need for distance in “The Refugees” (1930).
84 | Appendix 1: Sample Proposals
A Guide to the ALM Thesis
Note: The author has situated her research problem against a wider historical and
intellectual background. She has, in a sense, looked through her chosen “window”
and described what lies beyond, the broader context that further helps to illuminate
the fiction of Cather, Wharton, and Woolf. The author has also explained the need
for this study by addressing the work on this subject that has preceded her own.
Her footnotes are also in the proper form (See Chapter 3, “Guidelines for Bibliog-
raphy and Notes”).
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